• Innovation in Compliance with Tom Fox

  • Written by: Thomas Fox
  • Podcast

Innovation in Compliance with Tom Fox

Written by: Thomas Fox
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  • Summary

  • Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.
    Thomas Fox
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Economics Management Politics & Government
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Episodes
  • Navigating Risk Management in the Automotive Industry with Tom Kline

    Navigating Risk Management in the Automotive Industry with Tom Kline
    Nov 19 2024
    Innovation comes in many forms, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox is joined by Tom Kline, a seasoned automobile industry expert and risk management authority. The two Toms delve into specific risks unique to car dealerships and how to manage customer and employee relations to avoid regulatory problems effectively. Kline shares his extensive experience from almost 35 years in the industry, detailing strategies like proactive online reputation management and creative contractual clauses designed to preempt legal issues from customer disputes. They also discuss the complexities of insurance policies in the automotive sector and the importance of understanding coverage as a risk mitigation tool. Kline introduces ‘Tuck the Octopus,’ a metaphor for handling the multifaceted challenges dealerships face, emphasizing customer service’s importance in fostering long-term loyalty. Key highlights: Key Risks in Automobile Dealerships Managing Customer and Employee Complaints Upstream Risk Management Tuck the Octopus: A Creative Solution Service Aspect of Dealerships Resources: Tom Kline on LinkedIn Better Vantage Point Tuck the Octopus Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    36 mins
  • Exploring Client-Side Security and PCI DSS Compliance with Rui Ribeiro

    Exploring Client-Side Security and PCI DSS Compliance with Rui Ribeiro
    Nov 12 2024
    Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance as he visits with top innovative minds, thinkers and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom we take things in a different direction by welcoming Rui Ribeiro, co-founder and CEO of JScrambler, which is the sponsor of this podcast. Ribeiro discusses innovative measures in client-side security and PCI DSS compliance. Rui shares his professional background and discusses the significance of the PCI DSS Version 4 update in enhancing client-side environments, particularly focusing on the control over third-party vendors to prevent unauthorized data access. The discussion outlines the strides taken in making transactions secure and offers insights into the broader implications of data privacy and compliance trends. Listeners will gain a comprehensive understanding of the intersection between technology and compliance in the context of data security, alongside the evolving regulatory landscape. Key Highlights Exploring Client-Side Security and PCI DSS Compliance The Importance of PCI DSS Version 4 Challenges and Solutions in Client-Side Security JScrambler's Role and Customer Engagement Future of Client-Side Security and Compliance Resources Rui Ribeiro on LinkedIn JScrambler Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    28 mins
  • Anik Singal on His Journey from Digital Marketer to Compliance Advocate

    Anik Singal on His Journey from Digital Marketer to Compliance Advocate
    Nov 5 2024
    Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance as he visits with top innovative minds, thinkers and creators in the award-winning Innovation in Compliance podcast. In this episode, Tom Fox sits down with Anik Singal, an expert in digital marketing and compliance. We discuss the often-overlooked aspects of compliance in direct marketing business. Singal shares his remarkable journey from being an online marketer for over two decades, to facing a civil investigative demand from the FTC just as he was about to sell his company. This life-altering experience led him to focus on marketing compliance, resulting in the creation of an AI-powered software, a podcast, a book, and an academy aimed at helping businesses market compliantly while still achieving high conversion rates. The episode delves into the complexities of FTC, SEC, and FINRA regulations, and provides actionable insights into maintaining compliance to avoid legal pitfalls. Key Highlights · The Turning Point: FTC Investigation · Lessons Learned and New Mission · Understanding FTC Marketing Compliance · The Pentagon of Compliance · The Importance of Substantiation in Marketing · The 'Don't Say That' Podcast Resources Anik Singal on LinkedIn Complily Don’t Say That podcast Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    35 mins

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